Daroth Capital LLC, a New York-based firm, provides all of its investment banking and securities transactions services through East Wind Securities, LLC (see www.eastwindadvisors.com). We work with our clients to identify, structure and execute diverse and innovative transactions. East WInd Securities, LLC is registered as a broker dealer with the SEC and is a member of the Financial Industry Regulatory Authority "FINRA" (www.finra.org), the largest non-governmental regulator for all securities firms doing business in the United States, and SIPC (www.sipc.org).
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