Daroth’s mission is to provide the highest quality financial advisory services and transaction executions for our clients. We are committed to providing our clients with consistent senior level attention and to maintaining the highest level of quality and integrity. All investment banking services are provided through East Wind Securities, LLC.

Daroth’s advisory services include mergers and acquisitions, restructurings, leverage buyouts (LBOs) and fairness opinions in addition to strategic financial advice. The firm’s financing capabilities include assisting companies in the issuance of debt and equity capital through private placements or traditional credit facilities, and advising issuers on managing and structuring underwritten offerings. These services are all provided through East Wind Securities, LLC.

Our target clients are middle market companies in a range of industries including:

  • Business Services
  • Building Products
  • Consumer Products and Retail
  • Energy
  • Financial Services
  • Health Care
  • Manufacturing
  • Media
  • Metals & Mining
  • Paper and Packaging
  • Real Estate
  • Restaurants / Franchising
  • Security
  • Software
  • Technology
  • Telecom / Communications


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For information concerning our Business Continuity Plan please read -- Business Continuity Plan Disclosure.
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